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2026CFA一级
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JC
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2.基础班
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10.Ethical and Professional Standards
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01.道德框架 .sz
1.CFA一级王者基础道德_汤震宇_金程（标准版）.pdf
1.CFA一级王者基础道德_汤震宇_金程（打印版）.pdf
1.Explain ethics and professionalism .sz
10.-II(B).Market manipulation .sz
11.III(A).Loyalty, prudence and care .sz
12.III(B).Fair dealing .sz
13.III(C).Suitability .sz
14.III(D).Performance presentation .sz
15.III(E).Preservation of Confidentiality .sz
16.-IV(A).Loyalty .sz
17.-IV(B).Additional compensation arrangemenvep .sz
18.-IV(C).Responsibility of supervisors .sz
19.V(A).Diligence and reasonable basis .sz
2.-Ethical vs. legal standards .sz
20.V(B).Communication with clienvep .sz
21V(C).Record retention .sz
22.-VI(A).Disclosure of conflicvep .sz
23.VI(B).Priority of transactions .sz
24.-VI(C).Referral fees .sz
25.VII(A).Conduct as members and candidates .sz
26.VII(B).Reference to institute, designation, program .sz
27.Introduction to GIPS .sz
28.道德直播回放 .sz
3.Proceedings and the hearing panel .sz
4.Code of ethics .sz
5.I(A).Knowledge of the law .sz
6.I(B).Independence and objectivity .sz
7.I(C).Misrepresentation .sz
8.I(D).Misconduct .sz
9.II(A).Material nonpublic information .sz
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