木子学习资料库-高端财经-25FRM二级英文/GD/2.知识精讲./3.操作与综合风险

主页/25FRM二级英文/GD/2.知识精讲./3.操作与综合风险/

操作与综合风险-课后练习题
01.Introduction to Operational Risk and Resiliency .sz
02-Definition and Types of Operational Risk (1) .sz
03-Definition and Types of Operational Risk (2) .sz
04-Characteristics of Operational Risk .sz
05-Operational Risk Management Framework .sz
06-Operational Resilience .sz
07-BCBS Principle for Sound ORM .sz
08-Committee Structure and Three Lines of Defense Model .sz
09-Risk Appetite .sz
10-Risk Culture .sz
11-Top-down .sz
12-Bottom-up .sz
13-Scenario Analysis and Risk Taxonomy .sz
14-Incident Database .sz
15-Qualitative Risk Assessment .sz
16-Quantitative Risk Assessment .sz
17-Operational Risk Modeling and Capital .sz
18-Quantification of Operational Resilience .sz
19-Internal Control Types .sz
20-Control Design and Testing .sz
21-Risk Mitigation by Process Design .sz
22-New Product Approval Process .sz
23-Mitigation Measures to Reduce Impact .sz
24-Risk transfer .sz
25-Management of Reputational Risk .sz
26-Roles and Responsibilities of Committees .sz
27-Seven Elements of Internal ORM Report .sz
28-Characteristics and Challenges of Operational Risk Data .sz
29-External Risk Reporting .sz
30-ERM Framework .sz
31-Risk Capital .sz
32-Stress Testing .sz
33-Cyber-resilience Range of Practice (1) .sz
34-Cyber-resilience Range of Practice (2) .sz
35-Case Study Cyberthreats and Information Security Risk (1) .sz
36-Case Study Cyberthreats and Information Security Risk (2) .sz
37-Case Study Cyberthreats and Information Security Risk (3) .sz
38-Sound Management of Risks Related to Money Laundering and Financing of Terrorism .sz
39-Elements of Control Framework .sz
40-Case study USAA .sz
41-Guidance on Managing Outsourcing Risk .sz
42-Case study Third-party Risk Management .sz
43-Case study Investor Protection and Compliance Risks(1) .sz
44-Case study Investor Protection and Compliance Risks(2) .sz
45-Supervisory Guidance on Model Risk Management (1) .sz
46-Supervisory Guidance on Model Risk Management (2) .sz
47-Case Study Model Risk and Model Validation .sz
48-Risk Capital Attribution and Risk-Adjusted Performance Measurement（1） .sz
49-Risk Capital Attribution and Risk-Adjusted Performance Measurement（2） .sz
50-Risk Capital Attribution and Risk-Adjusted Performance Measurement (3) .sz
51-Range of Practices and Issues in Economic Capital Frameworks (1) .sz
52-Range of Practices and Issues in Economic Capital Frameworks (2) .sz
53-Capital Planning at Large Bank Holding Companies .sz
54-Stress Testing Banks .sz
55-Basel I .sz
56-Basel I Amendments（1） .sz
57-Basel I Amendments（2） .sz
58-Basel II(1) .sz
59-Basel II(2) .sz
60-Basel II(3) .sz
61-Basel II(4) .sz
62-Basel Ⅱ.5 (1) .sz
63-Basel Ⅱ.5 (2) .sz
64-Capital Requirements (1) .sz
65-Capital-Requirements (2) .sz
66-Capital-Requirements (3) .sz
67-Liquidity Risk .sz
68-CCR and Regulation after GFC .sz
69-Motivations for Revising the Basel Ⅲ Framework .sz
70-Revision for Credit Risk .sz
71-CVA risk and Operational Risk Framework .sz
72-Leverage Ratio Framework and Output Floor .sz
73-Standardized Measurement Approach .sz
74-General and Specific Criteria .sz
75-FRTB-1 .sz
76-FRTB-2 .sz